With the support of EU and ASEAN cross-border fund Compliance's experts, we may help to advice on compliance issues:
The European Union (EU) MiFID II - MiFIR -MiFID II Best Execution regulations,
imposes new requirements on to ensure investors are only sold products appropriated for their risk tolerance and needs
As an “Investment compliance & consulting firm” Alliance & Compliance group is not, and does not function as a fund or investment manager; and provides neither fundraising nor investment advice, does not take part in the transaction investment advice, endorsements, or recommendations of any kind whatsoever, including any recommendation to purchase or sell any security
Alliance provides solely consultancy services and expressly disclaims any liability or responsibility for the outcome of any investments made by users of this site. Users of this site are expected to consult with their own financial advisors to assist them in making investment decisions.
At all times, Alliance & Compliance group conducts itself in a manner consistent with maintaining the highest degree of moral and ethical behavior.
Alliance & Compliance group maintains a Strict adherence to standards and laws established by all relevant governing bodies.
All information shared with Alliance & Compliance group should be held in the strictest confidence even after an assignment ends.
Although every effort has been made to provide complete and accurate information, Alliance & Compliance group makes no warranties, express or implied, or representations as to the accuracy of content on this website.
Alliance & Compliance group assumes no liability or responsibility for any errors or omissions in the information contained in the website or the operation of the website.
The copyright in this website and the material on this website (including without limitation the text, artwork, modify images (background images are copyrighted) is owned by Alliance & Compliance group.
Are negotiated on a case-by-case basis to reflect client-specific needs. Each arrangement should be designed to minimize the fund manager's fixed costs and establish an incentive compensation package aligned with the mutual objective of assisting to the development of assets under management. Typical agreements combine a retainer to offset expenses, as well as a percentage of revenues for new business generated by Alliance & Compliance group.
As an “Investment compliance & consulting firm” Alliance & Compliance group is not, and does not function as a fund or investment manager; and provides neither fundraising nor investment advice, does not take part in the transaction investment advice, endorsements, or recommendations of any kind whatsoever, including any recommendation to purchase or sell any security
Alliance provides solely consultancy services and expressly disclaims any liability or responsibility for the outcome of any investments made by users of this site. Users of this site are expected to consult with their own financial advisors to assist them in making investment decisions.
At all times, Alliance & Compliance group conducts itself in a manner consistent with maintaining the highest degree of moral and ethical behavior.
Alliance & Compliance group maintains a Strict adherence to standards and laws established by all relevant governing bodies.
All information shared with Alliance & Compliance group should be held in the strictest confidence even after an assignment ends.